Daniel K. Heini
Professional summary
Daniel Karl Heini ED. S, who also goes by Dan Heini, Daniel Karl Heini, is a registered financial professional currently at THE TAVENNER COMPANY located in Warren, Michigan.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1987. Daniel has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Karl Heini ED. S's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2018 - Present
THE TAVENNER COMPANY
Office #1: 31201 Chicago Road S Suite A-104, Warren, MI 48093July 1, 2014 - December 31, 2017
W. H. COLSON SECURITIES, INC.
June 1, 2012 - July 1, 2014
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
July 23, 2002 - March 16, 2012
W. H. COLSON SECURITIES, INC.
January 7, 2002 - July 23, 2002
NORTHEAST SECURITIES, LLC
January 3, 1997 - December 31, 2001
INVESTORS CAPITAL CORP.
June 1, 1996 - December 31, 1996
WALNUT STREET SECURITIES, INC.
September 16, 1991 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
January 17, 1991 - September 26, 1991
PLANNED INVESTMENTS INC.
May 22, 1987 - January 31, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2018)
(2/14/2018)
Exams
FINRA
Current Firm
THE TAVENNER COMPANY
CRD#: 18004 / SEC#: , 8-41206
Contact information
FINRA licenses (24 States and Territories)
Red Flags
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Company Information
THE TAVENNER COMPANY
CRD#: 18004Warren, MI 48093TRUST BUT VERIFY
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