Katherine M. Siino
Professional summary
Katherine Mary Siino, who also goes by Katherine Mary Ronzio, Katherine Siino, is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Hartford, Connecticut.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 1987. Katherine has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Mary Siino's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2016 - Present
SAYBRUS EQUITY SERVICES, LLC
Office #1: One American Row, Hartford, CT 06102August 9, 2018 - September 9, 2021
1851 SECURITIES, INC
August 13, 2013 - June 10, 2016
MSI FINANCIAL SERVICES, INC.
January 31, 2012 - March 28, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
January 31, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
January 31, 2012 - June 10, 2016
MSI FINANCIAL SERVICES, INC.
December 8, 2006 - September 6, 2013
WALNUT STREET SECURITIES, INC.
January 15, 2004 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
January 15, 2004 - September 6, 2013
TOWER SQUARE SECURITIES, INC.
March 31, 2003 - January 13, 2004
WS GRIFFITH SECURITIES, INC.
April 11, 2002 - January 13, 2004
VP DISTRIBUTORS LLC
June 2, 2000 - July 10, 2002
PHOENIXLINK INVESTMENTS INC.
August 30, 1993 - January 13, 2004
WS GRIFFITH SECURITIES, INC.
May 14, 1987 - August 30, 1993
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2016)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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