Kevin D. Mclaughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Donald Mclaughlin was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1987. Kevin had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2016 - February 2, 2017
DINOSAUR FINANCIAL GROUP, L.L.C
August 22, 2008 - October 5, 2016
TULLETT PREBON FINANCIAL SERVICES LLC
March 2, 1999 - October 9, 2008
TULLETT LIBERTY BROKERAGE INC.
November 18, 1997 - February 26, 1999
ICAP SECURITIES USA LLC
July 25, 1987 - November 18, 1997
DEALERWEB LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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