Marilyn Galambush
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marilyn Galambush, who also goes by Marilyn Doyle, Marilyn Holder, was a registered financial professional .
Marilyn is a previously registered financial professional and started their career in finance in 1987. Marilyn had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - June 28, 2013
VOYA RETIREMENT ADVISORS, LLC
October 6, 2011 - June 28, 2013
VOYA RETIREMENT ADVISORS, LLC
January 25, 2010 - April 5, 2010
EMPOWER FINANCIAL SERVICES, INC.
June 26, 2009 - December 31, 2009
VOYA RETIREMENT ADVISORS, LLC
September 1, 2005 - December 31, 2009
VOYA RETIREMENT ADVISORS, LLC
August 10, 2004 - June 25, 2009
VOYA RETIREMENT ADVISORS, LLC
June 8, 2001 - August 10, 2004
CITISTREET FINANCIAL SERVICES LLC
May 10, 2001 - September 1, 2005
CITISTREET EQUITIES LLC
November 6, 2000 - March 23, 2001
1ST GLOBAL CAPITAL CORP.
July 10, 1998 - May 25, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 2, 1996 - August 29, 1997
BLACKROCK EXECUTION SERVICES
June 13, 1995 - January 2, 1996
WELLS FARGO SECURITIES INC.
April 29, 1987 - March 17, 1995
BROWN AND BROWN SECURITIES, INC.
Primary Firm SEC Registration
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/9/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,160 |
| AUM (Assets Under Management) | $ 30,885,140,490 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/18/2024 | ||
| 01/26/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
