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Douglas Woodrow Lang

CRD# 1666256·Registered 1988 - 2008
Previously Registered: Being a previously registered professional could mean that Douglas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Douglas Woodrow Lang was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 1988 - 2008. Douglas had worked at 6 firms.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

SEABOARD SECURITIES, INC.·CRD# 755
BD
New York, NY
February 22, 2000 - April 23, 2008
DEALERWEB LLC·CRD# 19662
BD
Jersey City, NJ
June 28, 1999 - September 14, 1999
FIRST BROKERS SECURITIES LLC·CRD# 27369
BD
Jersey City, NJ
November 2, 1998 - June 8, 1999
TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
New York, NY
April 4, 1997 - April 16, 1998
INTERCAPITAL GOVERNMENT SECURITIES INC.·CRD# 19710
BD
New York, NY
March 16, 1995 - April 16, 1996
TULLETT LIBERTY BROKERAGE INC.·CRD# 19717
BD
Jersey City, NJ
May 25, 1988 - February 10, 1995

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Current Firm

SS
SEABOARD SECURITIES, INC.

SEABOARD SECURITIES, INC. | THE SEABOARD PLANNING CORPORATION

CRD#: 755 / SEC#: 8-44373
BD
Cancelled by SEC on 07/25/2012

Contact Information

Established

New Jersey since 08/16/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DIGIOVANNI, ANTHONY JOSEPHPRESIDENT, SENIOR REGISTERED OPTIONS PRINCIPAL, COMPLIANCE REGISTERED OPTIONS PRINCIPAL601698
PUZO, NICHOLASFINANCIAL OPERATIONS PRINCIPAL4698260
STILL, SONYA TEREZCHIEF COMPLIANCE OFFICER4235212

Disclosures

Regulatory Event

26

Arbitration

8

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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