Douglas W. Lang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Woodrow Lang was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1988. Douglas had worked at 6 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2000 - April 23, 2008
SEABOARD SECURITIES, INC.
June 28, 1999 - September 14, 1999
DEALERWEB LLC
November 2, 1998 - June 8, 1999
FIRST BROKERS SECURITIES LLC
April 4, 1997 - April 16, 1998
TRADITION SECURITIES AND DERIVATIVES LLC
March 16, 1995 - April 16, 1996
INTERCAPITAL GOVERNMENT SECURITIES INC.
May 25, 1988 - February 10, 1995
TULLETT LIBERTY BROKERAGE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEABOARD SECURITIES, INC.
CRD#: 755 / SEC#: , 8-44373
Contact information
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
