Peter F. Forbes

WORLD EQUITY GROUP

Sea Girt, NJ 08750

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CRD#: 1666214

Professional summary

Peter Francis Forbes is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Sea Girt, New Jersey.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Peter has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED INSURANCE SALES. 2430 RTE. 34 NORTH, MANASQUAN, NJ 08736. START DATE: 2009. INVESTMENT RELATED. INSURANCE PRODUCER FOR SALE OF FIXED INSURANCE PRODUCTS. APPROX HRS/MO: 10. APPROX. HRS/MO DURING SECURITIES TRADING: 10.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Francis Forbes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Peter Francis Forbes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2010 - Present

WORLD EQUITY GROUP, INC.

Office #1: 530 Washington Blvd Suite 4, Sea Girt, NJ 08750

RIA

CRD#: 29087

Sea Girt, NJ

Current

March 12, 2010 - Present

WORLD EQUITY GROUP, INC.

Office #1: 530 Washington Blvd Suite 4, Sea Girt, NJ 08750

RIA

CRD#: 29087

Sea Girt, NJ

Past

September 18, 2008 - April 9, 2010

REGAL ADVISORY SERVICES, INC.

RIA

CRD#: 123842

GLENVIEW, IL

Past

November 16, 2005 - April 9, 2010

REGAL SECURITIES, INC.

CRD#: 7297

BRICK, NJ

Past

April 14, 2005 - November 30, 2005

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

BRICK, NJ

Past

March 15, 2005 - November 30, 2005

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BRICK, NJ

Past

September 14, 2004 - February 22, 2005

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

WHITING, NJ

Past

September 14, 2004 - February 22, 2005

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

November 21, 2002 - September 22, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

HAZLET, NJ

Past

April 25, 2001 - September 22, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

October 21, 1998 - April 25, 2001

SUMMIT FINANCIAL SERVICES GROUP, INC.

CRD#: 7246

BETHLEHEM, PA

Past

August 20, 1996 - October 21, 1998

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

August 11, 1994 - May 15, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 21, 1987 - July 15, 1987

EQUITABLE SECURITIES OF NEW YORK,INC.

CRD#: 14583

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(3/12/2010)

IAR

New Jersey
(3/12/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 N Martingale Road Suite 1220, Schaumburg, IL 60173

Mailing Address

425 N Martingale Road Suite 1200, Schaumburg, IL 60173

Phone number

(847) 342-1700

Established

Illinois since 09/13/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

170

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADHESION PROGRAM WRAP FEE BROCHURE (5/20/2025)

WORLD EQUITY GROUP ADV PART II (5/20/2025)

REP MANAGER PROGRAM WRAP FEE BROCHURE (5/20/2025)

Direct owners and executive officers

Name	Position	CRD#
WENTWORTH MANAGEMENT SERVICES, LLC	OWNER
DUDAS, STEPHEN STANLEY	PRESIDENT	4820047
GOULD, CRAIG MICHAEL	CHIEF EXECUTIVE OFFICER	2367293
LISHCHYNSKY, MARK JOHN JR	CHIEF OPERATING OFFICER	2478952
WEBB, WILLIAM DUDLEY JR	CHIEF COMPLIANCE OFFICER	1256777

Regulatory assets under management

Total Number of Accounts	3,151
AUM (Assets Under Management)	$ 944,844,374

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter F. Forbes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Francis Forbes's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Peter Francis Forbes's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD EQUITY GROUP, INC.

REGAL ADVISORY SERVICES, INC.

REGAL SECURITIES, INC.

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

QUICK & REILLY, INC.

QUICK & REILLY, INC.

SUMMIT FINANCIAL SERVICES GROUP, INC.

FISERV INVESTOR SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

EQUITABLE SECURITIES OF NEW YORK,INC.

Primary Firm SEC Registration

WORLD EQUITY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1994

Series 63

Date: 8/31/1994

SIE

Date: 10/1/2018

Series 7

Date: 8/10/1994

FINRA

Current Firm

WORLD EQUITY GROUP, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORLD EQUITY GROUP, INC.

TRUST BUT VERIFY

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