Scott J. Albraccio

GREY LEDGE ADVISORS

Guilford, CT 06437

Some features on this profile are disabled

CRD#: 1666088

Professional summary

Scott John Albraccio is a registered financial advisor currently at GREY LEDGE ADVISORS, LLC located in Guilford, Connecticut.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Scott has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott John Albraccio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2021 - Present

GREY LEDGE ADVISORS, LLC

Office #1: One Park Street, Guilford, CT 06437

RIA

CRD#: 124867

Guilford, CT

Past

May 15, 2018 - January 14, 2021

CTMA WEALTH MANAGEMENT

RIA

CRD#: 157855

EAST HAVEN, CT

Past

April 15, 2011 - May 10, 2018

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

WALLINGFORD, CT

Past

April 8, 1992 - May 10, 2018

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

MADISON, WI

Past

June 5, 1990 - April 3, 1992

CENTURY INVESTORS OF AMERICA, INC.

CRD#: 5322

Past

September 13, 1988 - February 6, 1990

WATSON FINANCIAL SERVICES CORPORATION

CRD#: 16432

Past

October 22, 1987 - July 14, 1988

LPL FINANCIAL LLC

CRD#: 6413

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREY LEDGE ADVISORS, LLC

CRD#: 124867 / SEC#: 801-61932

RIA

Registered Investment Advisory firm - (3/27/2003 Approved)

Connecticut

Registered Investment Advisory firm - (3/27/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/14/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/21/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GREY LEDGE ADVISORS, LLC

CRD#: 124867 / SEC#: 801-61932

RIA

Registered Investment Advisory firm - (3/27/2003 Approved)

Connecticut

Registered Investment Advisory firm - (3/27/2003 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Park Street, Guilford, CT 06437

Mailing Address

Phone number

(203) 453-9075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (11/27/2025)

Regulatory assets under management

Total Number of Accounts	1,479
AUM (Assets Under Management)	$ 540,432,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott J. Albraccio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott John Albraccio's CRS (Customer Relationship Summary).

Certified licenses

Experience

CTMA WEALTH MANAGEMENT

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

CENTURY INVESTORS OF AMERICA, INC.

WATSON FINANCIAL SERVICES CORPORATION

LPL FINANCIAL LLC

Primary Firm SEC Registration

GREY LEDGE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/14/2011

SIE

Date: 5/10/2018

Series 7

Date: 11/24/1998

Series 6

Date: 10/21/1987

Current Firm

GREY LEDGE ADVISORS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREY LEDGE ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors