Randall H. Fields
Professional summary
Randall Hagan Fields was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Randall is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Randall had worked at 9 firms, which includes ACRUENCE CAPITAL LLC, FACILITAR CAPITAL GROUP LLC, SENSUS WEALTH MANAGEMENT GROUP LLC, INVESTMENT PROFESSIONALS INC., WELLS FARGO INVESTMENTS LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, MML INVESTORS SERVICES LLC, DOMINION INVESTOR SERVICES INC., APS FINANCIAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2019 - April 13, 2021
ACRUENCE CAPITAL, LLC
October 19, 2018 - May 19, 2021
FACILITAR CAPITAL GROUP LLC
February 17, 2012 - March 2, 2020
SENSUS WEALTH MANAGEMENT GROUP LLC
August 8, 2006 - October 1, 2010
INVESTMENT PROFESSIONALS, INC.
August 8, 2006 - October 1, 2010
INVESTMENT PROFESSIONALS, INC.
November 5, 2002 - May 18, 2005
WELLS FARGO INVESTMENTS, LLC
November 5, 2002 - May 18, 2005
WELLS FARGO INVESTMENTS, LLC
August 6, 2001 - November 7, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 6, 2001 - November 7, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 28, 2000 - January 24, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2000 - October 24, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 1999 - February 3, 2000
MML INVESTORS SERVICES, LLC
July 6, 1999 - September 13, 1999
DOMINION INVESTOR SERVICES, INC.
June 2, 1989 - December 5, 1989
APS FINANCIAL CORPORATION
Primary Firm SEC Registration
ACRUENCE CAPITAL, LLC
CRD#: 305482 / SEC#: 801-119919
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/5/1987
Non-Member General Securities ExaminationCurrent Firm
ACRUENCE CAPITAL, LLC
CRD#: 305482 / SEC#: 801-119919
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 112,943,100 |
Red Flags
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