David D. Fumi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Darrin Fumi was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1989. David had worked at 7 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 50, Series 7, Series 54, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2013 - March 12, 2025
SIGNET SECURITIES, LLC
January 3, 2011 - August 16, 2011
SIGNET SECURITIES, LLC
April 30, 2010 - December 31, 2010
ARBOR COURT CAPITAL, LLC
September 1, 2006 - June 10, 2008
THE HUNTINGTON INVESTMENT COMPANY
May 20, 2003 - September 5, 2006
HUNTINGTON CAPITAL CORP.
April 1, 1999 - June 4, 2003
BANC ONE CAPITAL MARKETS, INC.
August 31, 1990 - April 1, 1999
BANC ONE CAPITAL MARKETS, INC.
March 1, 1989 - August 31, 1990
MEUSE, RINKER, CHAPMAN, ENDRES & BROOKS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
SIGNET SECURITIES, LLC
CRD#: 154198 / SEC#: , 8-68615
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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