Anthony M. Brigante
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Michael Brigante JR, who also goes by Anthony Michael Brigante, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1987. Anthony had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2018 - December 19, 2019
BERINGER FINANCE US INC.
March 8, 2016 - April 5, 2018
CV BROKERAGE, INC
November 5, 2014 - March 1, 2016
TULLETT PREBON FINANCIAL SERVICES LLC
November 7, 2006 - October 16, 2014
US TIGER SECURITIES, INC.
September 21, 2004 - December 7, 2004
BROKERAGEAMERICA, LLC
June 9, 2003 - December 16, 2003
BROKERAGEAMERICA, LLC
January 6, 2003 - March 24, 2003
HUDSON SECURITIES,INC.
December 5, 1992 - December 31, 2002
UBS CAPITAL MARKETS L.P.
July 21, 1987 - October 6, 1992
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/31/1999
Limited Representative-Equity Trader ExamCurrent Firm
BERINGER FINANCE US INC.
CRD#: 147050 / SEC#: , 8-67872
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
