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ES

Edwin C. Scanlon

CLEARINGBID MARKETS
Burlingame, CA 94010
Some features on this profile are disabled
CRD#: 1665407
ES

Professional summary

Edwin C Scanlon, who also goes by Edwin Connor Scanlon, is a registered financial professional currently at CLEARINGBID MARKETS, INC. located in Burlingame, California.

Edwin is registered as a RR (Registered Representative) and started their career in finance in 1987. Edwin has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 10, Series 9, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Edwin Connor Scanlon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edwin C Scanlon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 8, 2016 - Present

CLEARINGBID MARKETS, INC.

Office #1: 345 Lorton Avenue Suite 105, Burlingame, CA 94010Office #2: 411 Theodore Fremd Ave Suite 206, Rye, NY 10850
BD
CRD#: 269999
Burlingame, CA
Past

October 16, 2014 - February 12, 2016

WALLEYE TRADING LLC

BD
CRD#: 136196
WAYZATA, MN
Past

December 7, 2012 - October 13, 2014

THE VERTICAL GROUP

BD
CRD#: 104353
RED BANK, NJ
Past

January 16, 2012 - November 27, 2012

TEJAS SECURITIES GROUP, INC.

BD
CRD#: 36705
NEW YORK, NY
Past

September 13, 2010 - January 19, 2012

TJM INVESTMENTS, LLC

BD
CRD#: 46300
NEW YORK, NY
Past

October 6, 2008 - June 11, 2010

AMERIVEST PARTNERS, LLC

BD
CRD#: 46815
NEW YORK, NY
Past

February 4, 2008 - August 31, 2010

BAY CREST PARTNERS, LLC

BD
CRD#: 39944
NEW YORK, NY
Past

September 26, 2007 - November 27, 2007

BAY CREST PARTNERS, LLC

BD
CRD#: 39944
NEW YORK, NY
Past

October 24, 2006 - April 14, 2008

AMERIVEST PARTNERS, LLC

BD
CRD#: 46815
NEW YORK, NY
Past

April 21, 2004 - September 18, 2006

CHAPDELAINE CORPORATE SECURITIES & CO

BD
CRD#: 23741
NEW YORK, NY
Past

September 15, 2003 - June 2, 2004

NATIONWIDE FUND DISTRIBUTORS LLC

BD
CRD#: 25910
COLUMBUS, OH
Past

July 20, 1988 - November 4, 1999

TULLETT LIBERTY BROKERAGE INC.

BD
CRD#: 19717
JERSEY CITY, NJ
Past

July 25, 1987 - July 12, 1988

CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.

BD
CRD#: 19729

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/29/2020)
RR
New York
(9/8/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 7/26/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/13/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/5/2020
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/17/2018
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/25/2017
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/2/2009
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CM
CLEARINGBID MARKETS, INC.
CLEARINGBID MARKETS, INC.

CRD#: 269999 / SEC#: , 8-69646

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
411 Theodore Fremd Ave Suite 206, Rye, NY 10850
Mailing Address
411 Theodore Fremd Ave Suite 3c, Rye, NY 10580
Phone number
(212) 752-1700
Established
Delaware since 03/20/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLEARINGBID, INC.OWNER
PELLICANO, CARA ELAINECCO4228678
ROCHE, PASCALFINOP5920968
SCANLON, EDWIN CCCO / CEO1665407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEARINGBID MARKETS, INC.

CRD#: 269999Burlingame, CA 94010

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