Edwin C Scanlon
Professional Summary
Edwin C Scanlon, who also goes by Edwin Connor Scanlon, is a registered financial advisor currently at CLEARINGBID MARKETS, INC. located in Burlingame, California. Edwin is registered as a RR (Registered Representative) and started their career in finance in 1987. Edwin has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 10, Series 9, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Edwin C Scanlon, Edwin Connor Scanlon
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CLEARINGBID MARKETS, INC.
Contact Information
Main Address
411 Theodore Fremd Ave Suite 206, Rye, NY 10850Mailing Address
411 Theodore Fremd Ave Suite 3c, Rye, NY 10580Phone Number
(212) 752-1700Established
Delaware since 03/20/2015Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/29/2020)
(9/8/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2020About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2018About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Edwin C Scanlon's CRS (Customer Relationship Summary).
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