LE
Lonnie W. Evans
INTERCAROLINA FINANCIAL SERVICES
Greensboro, NC 27410-2447
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CRD#: 1665271
LE
Professional summary
Lonnie Weldon Evans, who also goes by L Weldon Evans, Lonnie Weldon Evans II, Weldon Evans, is a registered financial professional currently at INTERCAROLINA FINANCIAL SERVICES, INC. located in Greensboro, North Carolina.
Lonnie is registered as a RR (Registered Representative) and started their career in finance in 1987. Lonnie has worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
L Weldon Evans | Lonnie Weldon Evans Ii | Weldon Evans
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lonnie Weldon Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2025 - Present
INTERCAROLINA FINANCIAL SERVICES, INC.
Office #1: 3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447RIA
BD
CRD#: 19475
Greensboro, NC
Past
July 26, 2022 - January 16, 2025
COBALT CAPITAL, INC.
BD
CRD#: 136161
LAKE MARY, FL
Past
September 8, 2021 - May 1, 2025
SKYWAY CAPITAL MARKETS, LLC
BD
CRD#: 124630
TAMPA, FL
Past
December 2, 2019 - August 5, 2021
EXCHANGERIGHT SECURITIES, LLC
BD
CRD#: 283430
PASADENA, CA
Past
April 22, 2019 - November 20, 2019
WAYPOINT DIRECT INVESTMENTS, LLC
BD
CRD#: 132475
Atlanta, GA
Past
December 14, 2018 - February 4, 2019
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
COLUMBIA, SC
Past
August 3, 2015 - December 6, 2018
PREFERRED CAPITAL SECURITIES, LLC
BD
CRD#: 169719
ATLANTA, GA
Past
August 1, 2014 - August 3, 2015
INTERNATIONAL ASSETS ADVISORY, LLC
BD
CRD#: 10645
ATLANTA, GA
Past
September 5, 2007 - August 14, 2014
REEF SECURITIES, INC.
BD
CRD#: 31951
RICHARDSON, TX
Past
January 29, 2007 - August 17, 2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
MINNEAPOLIS, MN
Past
April 15, 2005 - June 9, 2005
BOFA ADVISORS, LLC
RIA
CRD#: 107900
CHARLOTTE, NC
Past
June 21, 2004 - June 9, 2005
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
August 29, 2003 - June 21, 2004
BACAP DISTRIBUTORS, LLC
BD
CRD#: 46088
CHARLOTTE, NC
Past
December 7, 2001 - June 9, 2003
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
October 3, 1997 - September 7, 2001
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
March 6, 1997 - October 3, 1997
PASADENA FUND SERVICES, INC.
BD
CRD#: 28494
Past
October 29, 1996 - December 20, 1996
PINEBRIDGE SECURITIES LLC
BD
CRD#: 5967
NEW YORK, NY
Past
February 18, 1992 - October 11, 1996
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Past
January 7, 1991 - July 9, 1992
SUNBELT RESOURCES, INC.
BD
CRD#: 14959
Past
July 11, 1989 - June 5, 1992
ARMATA FINANCIAL CORP.
BD
CRD#: 6666
BALTIMORE, MD
Past
August 3, 1988 - March 20, 1989
CIS INVESTMENT CORPORATION
BD
CRD#: 16503
Past
May 19, 1987 - April 21, 1988
B & D EQUITIES INC.
BD
CRD#: 6719
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTERCAROLINA FINANCIAL SERVICES, INC.
INTERCAROLINA FINANCIAL | INTERCAROLINA FINANCIAL SERVICES, INC. | INTERCAROLINA FINANCIAL SERVICES
CRD#: 19475 / SEC#: 801-121339, 8-37519
RIA
Registered Investment Advisory firm - SEC (5/28/2021 Approved)California
Registered Investment Advisory firm - SEC (8/12/2021 Terminated)Florida
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Minnesota
Registered Investment Advisory firm - SEC (8/11/2021 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/13/2021 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/25/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/5/2021 Terminated)North Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/15/2016 Terminated)South Carolina
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Texas
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/19/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INTERCAROLINA FINANCIAL SERVICES, INC.
INTERCAROLINA FINANCIAL | INTERCAROLINA FINANCIAL SERVICES, INC. | INTERCAROLINA FINANCIAL SERVICES
CRD#: 19475 / SEC#: 801-121339, 8-37519
RIA
Registered Investment Advisory firm - SEC (5/28/2021 Approved)California
Registered Investment Advisory firm - SEC (8/12/2021 Terminated)Florida
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Minnesota
Registered Investment Advisory firm - SEC (8/11/2021 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/13/2021 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/25/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/5/2021 Terminated)North Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/15/2016 Terminated)South Carolina
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Texas
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/19/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/13/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
3300 Battleground Avenue Suite 202 Suite 202, Greensboro, NC 27410
Mailing Address
3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447
Phone number
(336) 288-6890
Established
North Carolina since 09/17/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (12 States and Territories)
FINRA licenses (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 381 |
| AUM (Assets Under Management) | $ 130,750,464 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTERCAROLINA FINANCIAL SERVICES, INC.
CRD#: 19475Greensboro, NC 27410-2447TRUST BUT VERIFY
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