Glenn A. Hameister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Allen Hameister, who also goes by Glenn Hameister, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1987. Glenn had worked at 16 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 62, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2018 - July 2, 2020
SECURITIES AMERICA, INC.
May 15, 2014 - January 10, 2017
MML INVESTORS SERVICES, LLC
April 10, 2013 - May 12, 2014
PRINCIPAL SECURITIES, INC.
January 27, 2011 - March 15, 2013
ALLSTATE FINANCIAL SERVICES, LLC
March 28, 2008 - November 29, 2010
LPL FINANCIAL LLC
November 29, 2006 - November 29, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
February 27, 2006 - February 27, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
February 27, 2006 - January 30, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
April 30, 2003 - February 27, 2006
GREAT LAKES ADVISORS, LLC
April 24, 2003 - April 24, 2003
GREAT LAKES ADVISORS, LLC
January 30, 2003 - February 27, 2006
FOCUSED INVESTMENTS L.L.C.
September 7, 2001 - February 12, 2003
EQUITY SERVICES, INC.
February 27, 2001 - August 22, 2001
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 5, 2000 - February 27, 2001
CHARTER ONE SECURITIES, INC.
March 19, 1999 - April 14, 2000
SIGNATOR INVESTORS, INC.
September 10, 1997 - March 16, 1999
VOYA FINANCIAL ADVISORS, INC.
November 8, 1991 - September 11, 1997
HORNOR, TOWNSEND & KENT, LLC
April 24, 1989 - May 6, 1992
AMERICAN CAPITAL CORPORATION
July 20, 1987 - April 10, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 12/21/2022
Investment Company Products/Variable Contracts Representative ExaminationSeries 62
Date: 6/28/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
