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Scott Allen Eisler

CRD# 1664660·Registered 1992 - 2015
Barred: Scott Allen Eisler was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Scott Allen Eisler was a registered financial advisor. Scott was a previously registered financial advisor and started their career in finance 1992 - 2015. Scott had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MOORS & CABOT, INC.·CRD# 594
RIA
Boca Raton, FL
November 14, 2011 - July 23, 2015
MOORS & CABOT, INC.·CRD# 594
BD
Boca Raton, FL
November 4, 2011 - July 23, 2015
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Boca Raton, FL
April 28, 2009 - November 18, 2011
OPPENHEIMER & CO. INC.·CRD# 249
BD
Boca Raton, FL
October 15, 2007 - November 18, 2011
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
RIA
Boca Raton, FL
April 1, 2005 - November 2, 2007
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Boca Raton, FL
May 15, 2003 - November 2, 2007
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Coral Springs, FL
October 1, 1999 - May 22, 2003
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
October 1, 1999 - May 22, 2003
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
August 26, 1999 - October 1, 1999
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 13, 1994 - August 27, 1999
NATIONSSECURITIES·CRD# 32542
BD
July 12, 1993 - November 17, 1994
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
April 30, 1992 - July 12, 1993

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Current Firm

MOORS & CABOT, INC.
MOORS & CABOT, INC.

MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060
RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Federal Street 19th Floor, Boston, MA 02110

Mailing Address

One Federal Street 19th Floor, Boston, MA 02110

Phone Number

(617) 426-0500

Established

Massachusetts since 07/05/1978

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

# of Employees

121

SEC notice filing (36 States and Territories)

Registered to provide investment advisory services in 36 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 36 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MOORS & CABOT ADV (9/30/2026)

Direct owners and executive officers

NamePositionCRD#
EIGHTEEN NINETY PARTNERS, LLCSHAREHOLDER—
BRAUN, MICHAEL CHARLESEVP/COO/DIRECTOR2005370
CUETARA, JOSEPH PHILIPSVP FIXED INCOME/MUNICIPAL PRINCIPAL58308
GARRETT, MARK DAVIDDIRECTOR/CO-CHAIRMAN/TRUSTEE5563014
HILDRETH, MICHAEL CHRISTOPHEREVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR2386839
KELLIHER, KATHERINE ROSESVP & CHIEF COMPLIANCE OFFICER4146307

Regulatory Assets Under Management

Total Number of Accounts

5,596

AUM (Assets Under Management)

$4,034,068,345

Disclosures

Regulatory Event

31

Arbitration

4

Bond

2

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025Cover PageReport
01/23/2025Cover PageReport
12/04/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MOORS & CABOT, INC.
MOORS & CABOT, INC.

MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060
RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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