Michael R. Palmisano

DIVERSIFIED CAPITAL WEALTH MANAGEMENT

Mequon, WI 53092

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CRD#: 1664569

Professional summary

Michael Robert Palmisano is a registered financial advisor currently at DIVERSIFIED CAPITAL WEALTH MANAGEMENT, LLC located in Mequon, Wisconsin.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Michael has worked at 18 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.DIVERSIFIED CAPITAL WEALTH MANAGEMENT LLC, 11512 N PORT WASHINGTON RD, STE 101C, MEQUON, WI, 1/2016 AS PRESIDENT/ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 8/TRADING. 2.DIVERSIFIED CAPITAL WEALTH MANAGEMENT LLC, 11512 N PORT WASHINGTON RD, STE 101C, MEQUON, WI, 1/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 1/TRADING. 3.INDEPENDENT INSURANCE AGENT, MEQUON, WI, 6/1986 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/MO - 1/TRADING. 4.NOTARY PUBLIC, MEQUON, WI, 1/2002. NIR - 1/MO - 1/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Palmisano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2016 - Present

DIVERSIFIED CAPITAL WEALTH MANAGEMENT, LLC

Office #1: 11512 N. Port Washington Rd Ste 101c, Mequon, WI 53092

RIA

CRD#: 168428

Mequon, WI

Past

November 30, 2015 - October 11, 2016

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Mequon, WI

Past

November 30, 2015 - June 24, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Mequon, WI

Past

February 25, 2014 - November 30, 2015

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

MEQUON, WI

Past

February 25, 2014 - November 30, 2015

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

MEQUON, WI

Past

July 10, 2013 - March 20, 2014

CABOT LODGE SECURITIES LLC

CRD#: 159712

MEQUON, WI

Past

March 23, 2011 - February 25, 2014

CL WEALTH MANAGEMENT LLC

RIA

CRD#: 134922

MILWAUKEE, WI

Past

February 22, 2011 - August 9, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

MILWAUKEE, WI

Past

June 10, 2010 - February 22, 2011

AMERICAN BEACON PARTNERS, INC.

CRD#: 15791

MILWAUKEE, WI

Past

May 28, 2008 - April 21, 2010

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

BROOKFIELD, WI

Past

July 3, 2007 - July 3, 2007

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

BROOKFIELD, WI

Past

March 9, 2007 - April 21, 2010

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BROOKFIELD, WI

Past

August 2, 2005 - December 31, 2006

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

BROOKFIELD, WI

Past

April 26, 2004 - June 3, 2005

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

August 11, 1997 - March 18, 2004

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

February 13, 1997 - September 5, 1997

SIGMA FINANCIAL CORPORATION

CRD#: 14303

ANN ARBOR, MI

Past

August 21, 1989 - January 28, 1997

LISS FINANCIAL SERVICES

CRD#: 21950

MILWAUKEE, WI

Past

January 23, 1989 - September 1, 1989

WELLINGTON INVESTMENT SERVICES CORP.

CRD#: 23018

BROOKFIELD, WI

Past

December 22, 1987 - January 11, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

December 22, 1987 - February 1, 1989

FSC SECURITIES CORPORATION

CRD#: 7461

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(2/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/24/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/17/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/2024

General Securities Principal Examination

Current Firm

DIVERSIFIED CAPITAL WEALTH MANAGEMENT, LLC

APEX WEALTH ADVISORS, LLC | DIVERSIFIED CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 168428 / SEC#:

Wisconsin

Registered Investment Advisory firm - (9/5/2013 Approved)

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Contact information

Main Address

11512 N. Port Washington Rd Ste 101c, Mequon, WI 53092

Mailing Address

Phone number

(414) 688-7547

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	120
AUM (Assets Under Management)	$ 22,160,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Palmisano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Palmisano's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

CABOT LODGE SECURITIES LLC

CL WEALTH MANAGEMENT LLC

ALLIED BEACON PARTNERS, INC.

AMERICAN BEACON PARTNERS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

FIRST MIDWEST SECURITIES, INC.

WATERSTONE FINANCIAL GROUP, INC.

SII INVESTMENTS, INC.

SIGMA FINANCIAL CORPORATION

LISS FINANCIAL SERVICES

WELLINGTON INVESTMENT SERVICES CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/2000

Series 63

Date: 6/24/1987

Series 7TO

Date: 3/17/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/19/1987

Series 24

Date: 3/17/2024

Current Firm

DIVERSIFIED CAPITAL WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIVERSIFIED CAPITAL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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