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MC

Michael H. Christ

Some features on this profile are disabled
CRD#: 1664410
MC

Professional summary

Michael Henry Christ was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Michael had worked at 6 firms, which includes MORGAN GRANT CAPITAL CORP., BRIARWOOD INVESTMENT COUNSEL, GLOBAL EQUITIES GROUP INC, S. D. COHN & CO. INC., BERKELEY SECURITIES CORPORATION, CHAPDELAINE & CO. GOVERNMENT SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael H Christ

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 5, 1998 - September 11, 1998

MORGAN GRANT CAPITAL CORP.

BD
CRD#: 28595
GARDEN CITY, NY
Past

February 11, 1998 - April 24, 1998

BRIARWOOD INVESTMENT COUNSEL

BD
CRD#: 6368
NEW YORK, NY
Past

November 29, 1994 - January 6, 1998

GLOBAL EQUITIES GROUP INC

BD
CRD#: 34039
NEW YORK, NY
Past

December 10, 1992 - November 30, 1994

S. D. COHN & CO., INC.

BD
CRD#: 27827
HAUPPAUGE, NY
Past

April 24, 1992 - November 3, 1992

BERKELEY SECURITIES CORPORATION

BD
CRD#: 8397
NEW YORK, NY
Past

July 27, 1987 - February 22, 1991

CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.

BD
CRD#: 19729

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/5/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/26/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/8/1998
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/4/1996
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/26/1996
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/23/1992
Financial and Operations Principal Examination

Current Firm

MG
MORGAN GRANT CAPITAL CORP.
M.D. WALSH & CO. | WORTHINGTON CAPITAL GROUP, INC. | MORGAN GRANT CAPITAL CORP.

CRD#: 28595 / SEC#: , 8-43853

BD
Terminated by SEC on 02/18/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 05/14/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORGAN GRANT CAPITAL CORP.

CRD#: 28595

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