Irvin B. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irvin Benton Robinson, who also goes by Ben Robinson, was a registered financial professional .
Irvin is a previously registered financial professional and started their career in finance in 1987. Irvin had worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2012 - December 31, 2016
WFG INVESTMENTS, INC.
December 20, 2011 - October 5, 2012
SIMMONS FIRST INVESTMENT GROUP, INC.
December 1, 2011 - December 6, 2011
SIMMONS FIRST INVESTMENT GROUP, INC.
December 1, 2011 - October 5, 2012
SIMMONS FIRST INVESTMENT GROUP, INC.
June 1, 2009 - December 12, 2011
MORGAN STANLEY
June 1, 2009 - December 12, 2011
MORGAN STANLEY
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 6, 1991 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 21, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
