Randall L. Yoakum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Loran Yoakum II, CFA, who also goes by Randall Loran Yoakum, Randy Loran Yoakum, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1987. Randall had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2010 - September 21, 2015
STRATEGIC INCOME MANAGEMENT, LLC
January 23, 2001 - September 16, 2009
EDGE ASSET MANAGEMENT, INC.
August 20, 1987 - September 1, 1994
WAMU INVESTMENTS, INC.
Primary Firm SEC Registration
STRATEGIC INCOME MANAGEMENT, LLC
CRD#: 151956 / SEC#: 801-71765
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC INCOME MANAGEMENT, LLC
CRD#: 151956 / SEC#: 801-71765
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 2,745,178,839 |
Red Flags
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