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CG

Charles T. Godwin

Some features on this profile are disabled
CRD#: 1664005
CG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Thomas Godwin II, who also goes by Charles Thomas II Godwin, Chuck Godwin Ii, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1988. Charles had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Charles Thomas Ii Godwin | Chuck Godwin Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 26, 2006 - October 27, 2008

BASIC INVESTORS INC.

BD
CRD#: 1187
MELVILLE, NY
Past

August 10, 2004 - December 31, 2005

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

June 13, 1997 - August 10, 2004

DELTA ASSET MANAGEMENT COMPANY, LLC

BD
CRD#: 39923
MINEOLA, NY
Past

April 19, 1993 - June 11, 1997

GILBERT MARSHALL & COMPANY

BD
CRD#: 13954
GREELEY, CO
Past

May 19, 1992 - April 23, 1993

INET ATS, INC.

BD
CRD#: 20746
JERSEY CITY, NJ
Past

January 10, 1991 - April 24, 1992

FIRST CHOICE SECURITIES CORP.

BD
CRD#: 17021
Past

November 26, 1990 - January 10, 1991

ROYCE PARK INVESTMENTS, INC.

BD
CRD#: 16539
Past

May 25, 1988 - November 2, 1990

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/21/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/20/1993
General Securities Principal Examination

Current Firm

BI
BASIC INVESTORS INC.
BASIC INVESTORS INC.

CRD#: 1187 / SEC#: , 8-5468

BD
Terminated by SEC on 12/26/2008
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 10/15/1956
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BELZ, RICHARD JOHNVICE PRESIDENT FINANCIAL OPERATIONS PRINCIPAL,ROP1140219

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BASIC INVESTORS INC.

CRD#: 1187

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