Gregory Grycan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Grycan was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1987. Gregory had worked at 25 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2016 - May 12, 2016
PAULSON INVESTMENT COMPANY LLC
October 10, 2014 - November 20, 2014
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
October 6, 2014 - November 20, 2014
J.P. TURNER & COMPANY, L.L.C.
July 23, 2013 - November 12, 2013
AEGIS CAPITAL CORP.
July 21, 2010 - October 9, 2012
ADVANCED EQUITIES, INC.
October 9, 2009 - October 9, 2012
ADVANCED EQUITIES, INC.
July 14, 2009 - October 13, 2009
MADISON AVENUE SECURITIES, LLC
May 28, 2008 - September 10, 2008
MAXIM GROUP LLC
May 7, 2001 - May 27, 2008
JOSEPH GUNNAR & CO. LLC
January 10, 2001 - May 10, 2001
WEATHERLY SECURITIES CORPORATION
July 28, 1998 - December 17, 2000
PLATINUM EQUITIES, INC.
June 2, 1997 - July 16, 1998
THE THORNWATER COMPANY, L.P.
January 20, 1995 - May 22, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
October 21, 1994 - February 14, 1995
S. D. COHN & CO., INC.
September 19, 1994 - October 17, 1994
A. T. BROD & CO. INC.
June 30, 1994 - September 14, 1994
LT LAWRENCE & CO., INC.
December 23, 1993 - July 8, 1994
H.J. MEYERS & CO., INC.
August 10, 1993 - January 22, 1994
J.W. BARCLAY & CO., INC.
July 7, 1993 - July 12, 1993
GKN SECURITIES CORP.
September 23, 1992 - August 3, 1993
FIRST ASSET MANAGEMENT, INC.
August 31, 1992 - September 22, 1992
GRUNTAL & CO., L.L.C.
September 9, 1991 - September 9, 1992
J.W. BARCLAY & CO., INC.
December 13, 1989 - July 31, 1991
COMMONWEALTH ASSOCIATES
December 1, 1989 - January 30, 1990
LEHMAN BROTHERS INC.
July 13, 1988 - December 6, 1989
COMMONWEALTH ASSOCIATES
November 30, 1987 - July 6, 1988
D. H. BLAIR & CO., INC.
July 2, 1987 - December 18, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
April 29, 1987 - August 26, 1989
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
