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NG

Nicole K. Gerasimopoulos

Some features on this profile are disabled
CRD#: 1663935
NG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicole K Gerasimopoulos, who also goes by Nikolitsa Gerasimopoulos, was a registered financial professional .

Nicole is a previously registered financial professional and started their career in finance in 1990. Nicole had worked at 11 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nikolitsa Gerasimopoulos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 18, 2024 - November 22, 2024

VNTR SECURITIES LLC

BD
CRD#: 283856
NEW YORK, NY
Past

March 16, 2022 - August 4, 2022

MORGAN STANLEY

BD
CRD#: 149777
New York, NY
Past

July 30, 2009 - August 17, 2021

TOCQUEVILLE SECURITIES L.P.

BD
CRD#: 26001
NEW YORK, NY
Past

June 4, 2007 - July 9, 2007

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

November 16, 2004 - February 20, 2007

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY
Past

March 15, 2004 - June 14, 2004

KJM SECURITIES, INC.

BD
CRD#: 20277
BRONXVILLE, NY
Past

January 5, 2001 - January 22, 2002

DOMINICK & DICKERMAN LLC

BD
CRD#: 7344
OLD GREENWICH, CT
Past

June 2, 2000 - June 15, 2000

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

October 31, 1997 - August 22, 2000

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

February 1, 1995 - September 5, 1996

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

January 18, 1993 - February 1, 1995

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

December 4, 1990 - April 4, 1992

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/26/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 11/18/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/3/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 11/25/2019
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

VS
VNTR SECURITIES LLC
VNTR SECURITIES LLC

CRD#: 283856 / SEC#: , 8-69768

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
152 Madison Avenue 7th Floor, New York, NY, 10016
Mailing Address
152 Madison Avenue 7th, New York, NY, 10016
Phone number
(347) 284-0110
Established
Delaware since 04/11/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MANHATTAN VENTURE HOLDINGS LLCDIRECT OWNER
BRACHFELD, ERIC LOUISCEO/CCO2297883
NIXON, JON ALANFINOP4710715

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VNTR SECURITIES LLC

CRD#: 283856

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