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Timothy E. Brown

WILLOW COVE INVESTMENT GROUP
Winneconne, WI 54986
Some features on this profile are disabled
CRD#: 1663519
TB

Professional summary


Timothy Eugene Brown, who also goes by Tim E Brown, Tim Eugene Brown, Timothy E Brown, is a registered financial advisor currently at WILLOW COVE INVESTMENT GROUP, INC. located in Winneconne, Wisconsin.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1988. Timothy has worked at 18 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tim E Brown | Tim Eugene Brown | Timothy E Brown

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Timothy Eugene Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 4, 2025 - Present

WILLOW COVE INVESTMENT GROUP, INC.

Office #1: 5887 T Bar Lane, Winneconne, WI 54986
BD
CRD#: 107824
Winneconne, WI
Past

August 31, 2016 - July 1, 2024

EMERSON EQUITY LLC

BD
CRD#: 130032
Encinitas, CA
Past

July 31, 2013 - September 1, 2016

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
CARDIFF, CA
Past

May 7, 2013 - June 20, 2013

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
CARDIFF, CA
Past

March 4, 2011 - August 5, 2013

NEWPORT COAST SECURITIES, INC.

BD
CRD#: 16944
CARDIFF BY THE SEA, CA
Past

December 3, 2009 - January 5, 2011

NEWPORT COAST SECURITIES, INC.

BD
CRD#: 16944
CARDIFF BY THE SEA, CA
Past

June 4, 2009 - December 23, 2009

QA3 FINANCIAL CORP.

BD
CRD#: 14754
CARDIFF, CA
Past

July 5, 2007 - June 2, 2009

PACIFIC WEST SECURITIES, INC.

BD
CRD#: 6390
CARDIFF BY THE SEA, CA
Past

April 13, 2006 - June 25, 2007

BROOKSTREET SECURITIES CORPORATION

BD
CRD#: 14667
CARLSBAD, CA
Past

March 7, 2006 - April 17, 2006

THE CONCORD EQUITY GROUP, LLC

BD
CRD#: 14569
ISELIN, NJ
Past

April 1, 2003 - December 31, 2005

FIRST WALL STREET CORP.

RIA
CRD#: 13024
SCOTTSDALE, AZ
Past

May 13, 1997 - January 4, 2006

FIRST WALL STREET CORP.

BD
CRD#: 13024
SCOTTSDALE, AZ
Past

August 23, 1995 - April 25, 1997

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
ENGLEWOOD, CO
Past

June 27, 1994 - August 16, 1995

FORTA FINANCIAL GROUP, INC.

BD
CRD#: 28784
AUSTIN, TX
Past

May 8, 1990 - July 12, 1994

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

February 28, 1990 - May 3, 1990

SAN MARINO SECURITIES, INC.

BD
CRD#: 18588
Past

April 17, 1989 - February 10, 1990

AESIR SECURITIES, INC.

BD
CRD#: 18258
Past

February 9, 1989 - April 5, 1989

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
Past

October 3, 1988 - February 11, 1989

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
Past

October 3, 1988 - February 11, 1989

HOME LIFE INSURANCE COMPANY

BD
CRD#: 4184

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/4/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 3/16/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


WC
WILLOW COVE INVESTMENT GROUP, INC.
WILLOW COVE INVESTMENT GROUP, INC.

CRD#: 107824 / SEC#: , 8-53062

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
5887 T Bar Lane, Winneconne, WI 54986
Mailing Address
5887 T Bar Lane, Winneconne, WI 54986
Phone number
(858) 404-0677
Established
California since 03/18/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
L M SQUARED INVESTMENTS, LLCSHAREHOLDER
FRAGER, MICHAEL RAYMONDOWNER1230622
LOSSE, MICHAEL WILLIAMPRES/CEO/COO/CCO1907236
RACH, LYNNE MARIEVP, FINOP & RP1723996

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WILLOW COVE INVESTMENT GROUP, INC.

CRD#: 107824Winneconne, WI 54986

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