Charles A. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Arthur Taylor, who also goes by Charles Taylor, Chuck Taylor, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1987. Charles had worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2010 - December 31, 2016
INVESTMENT ADVISORS CORP
July 6, 2006 - December 31, 2016
BROKER DEALER FINANCIAL SERVICES CORP.
January 3, 2003 - June 29, 2006
AMERITAS INVESTMENT COMPANY, LLC
July 21, 1987 - December 31, 2002
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTMENT ADVISORS CORP
CRD#: 117531 / SEC#: 801-69573
Contact information
Red Flags
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