Myles J. Gilsenan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Myles John Gilsenan was a registered financial professional .
Myles is a previously registered financial professional and started their career in finance in 1987. Myles had worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 1998 - December 31, 2012
CADARET, GRANT & CO., INC.
April 25, 1992 - April 1, 1993
MONY SECURITIES CORPORATION
December 6, 1991 - August 15, 2013
CADARET, GRANT & CO., INC.
April 29, 1989 - December 21, 1991
1717 CAPITAL MANAGEMENT COMPANY
February 15, 1989 - February 25, 1989
IDS LIFE INSURANCE COMPANY
February 15, 1989 - February 25, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
April 27, 1987 - December 15, 1988
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CADARET, GRANT & CO., INC.
CRD#: 10641 / SEC#: 801-42709, 8-27844
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25,442 |
| AUM (Assets Under Management) | $ 7,671,069,034 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
