Alex Osterneck
Professional summary
Alex Osterneck was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alex is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Alex had worked at 9 firms, which includes VALLEY FORGE SECURITIES INC ., JANNEY MONTGOMERY SCOTT LLC, JOSEPHTHAL & CO. INC., H.J. MEYERS & CO. INC., INVESTEC INC., TUCKER ANTHONY INCORPORATED, LEHMAN BROTHERS INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 1997 - March 3, 1999
VALLEY FORGE SECURITIES, INC .
March 12, 1996 - October 16, 1997
JANNEY MONTGOMERY SCOTT LLC
December 1, 1994 - February 20, 1996
JOSEPHTHAL & CO., INC.
November 29, 1994 - December 7, 1994
H.J. MEYERS & CO., INC.
November 18, 1992 - October 3, 1994
INVESTEC INC.
May 4, 1992 - November 18, 1992
TUCKER ANTHONY INCORPORATED
January 29, 1992 - February 24, 1992
LEHMAN BROTHERS INC.
July 8, 1987 - April 16, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 8, 1987 - April 16, 1990
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VALLEY FORGE SECURITIES, INC .
CRD#: 20892 / SEC#: , 8-38587
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 6 |
Red Flags
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