Bernard D. Whitsett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Depriest Whitsett, who also goes by Bernard Depriest Whitsett II, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1987. Bernard had worked at 7 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2012 - October 19, 2012
FUNDING CIRCLE SECURITIES LLC
August 28, 2010 - September 21, 2011
MORGAN STANLEY
July 5, 2010 - September 21, 2011
MORGAN STANLEY
September 21, 2006 - February 28, 2007
THE WILLIAMS CAPITAL GROUP, L.P.
January 1, 1997 - October 25, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 1, 1995 - January 1, 1997
PRUDENTIAL EQUITY GROUP, LLC
April 13, 1992 - September 14, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 22, 1987 - October 16, 1991
PERSHING LLC
State Registrations and Notice Filings
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Exams
Current Firm
FUNDING CIRCLE SECURITIES LLC
CRD#: 149479 / SEC#: , 8-68146
Contact information
Documents
Red Flags
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