Paul Sharkey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Sharkey was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 1991 - July 7, 1992
INVESTORS ASSOCIATES, INC.
May 28, 1991 - July 31, 1991
PAULSON INVESTMENT COMPANY LLC
November 30, 1990 - April 9, 1991
J. GREGORY & COMPANY, INC.
September 21, 1990 - December 7, 1990
MALONE & ASSOCIATES, INC.
August 20, 1990 - September 11, 1990
MLB INVESTMENTS, LTD.
April 9, 1990 - August 14, 1990
KOCHCAPITAL
July 22, 1989 - November 2, 1989
BARRETT DAY SECURITIES, INC.
June 1, 1989 - July 18, 1989
OPPENHEIMER & CO. INC.
April 26, 1989 - July 17, 1989
WELLSHIRE SECURITIES, INC.
September 29, 1987 - March 10, 1989
INVESTORS CENTER, INC.
September 2, 1987 - October 7, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
