Ann B. Ennis
Professional summary
Ann Barbara Ennis, who also goes by Ann Barbara Bates, Ann B Watry, Ann Barbara Watry, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Dallas, Texas.
Ann is registered as a RR (Registered Representative) and started their career in finance in 1992. Ann has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ann Barbara Ennis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2016 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: Two Galleria Tower 13455 Noel Road, Suite 2110, Dallas, TX 75240October 13, 2010 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
January 15, 2010 - September 24, 2010
NEWPORT GROUP SECURITIES, INC.
January 12, 2010 - September 24, 2010
NEWPORT GROUP SECURITIES, INC.
November 14, 2006 - December 14, 2009
EMPOWER FINANCIAL SERVICES, INC.
April 6, 2005 - November 7, 2006
PRUCO SECURITIES, LLC.
June 19, 2002 - April 8, 2004
CLARK SECURITIES, INC.
July 2, 2001 - February 28, 2005
CLARK SECURITIES, INC.
December 2, 1999 - July 2, 2001
CLARK-BARDES SECURITIES, INC.
April 8, 1998 - September 9, 1998
CLARK-BARDES SECURITIES, INC.
September 8, 1992 - February 9, 1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2018)
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(6/30/2016)
(6/30/2016)
(12/13/2018)
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(6/30/2016)
(12/13/2018)
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(12/13/2018)
(6/30/2016)
(12/13/2018)
(6/30/2016)
(6/30/2016)
(12/13/2018)
(6/30/2016)
(12/13/2018)
(6/30/2016)
(12/13/2018)
(12/13/2018)
Exams
FINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622Dallas, TX 75240TRUST BUT VERIFY
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