Gregory C. Fenton

CAMBRIDGE CAPE COD ADVISORS

SANDWICH, MA 02563

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CRD#: 1663005

Professional summary

Gregory Coleman Fenton, CFP® is a registered financial advisor currently at CAMBRIDGE CAPE COD ADVISORS, LLC located in Sandwich, Massachusetts.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gregory has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Tax Planning

Do you have an area of expertise or specialization?

Investment Advice with Ongoing...

Tax Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Coleman Fenton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

March 1, 2005 - Present

CAMBRIDGE CAPE COD ADVISORS, LLC

Office #1: 128 Route 6a, Sandwich, MA 02563

RIA

CRD#: 133301

SANDWICH, MA

Past

January 19, 1988 - December 22, 2000

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

May 15, 1987 - February 1, 1988

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE CAPE COD ADVISORS, LLC

CAMBRIDGE CAPE COD ADVISORS | FENTON GREGORY COLEMAN | CAMBRIDGE CAPE COD ADVISORS, LLC

CRD#: 133301 / SEC#: 801-113572

RIA

Registered Investment Advisory firm - (7/9/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (7/13/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/1/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/8/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/24/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAMBRIDGE CAPE COD ADVISORS, LLC

CAMBRIDGE CAPE COD ADVISORS | FENTON GREGORY COLEMAN | CAMBRIDGE CAPE COD ADVISORS, LLC

CRD#: 133301 / SEC#: 801-113572

RIA

Registered Investment Advisory firm - (7/9/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (7/13/2018 Terminated)

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Contact information

Main Address

128 Route 6a, Sandwich, MA 02563

Mailing Address

Phone number

(508) 888-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/3/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 162,210,240

Red Flags

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Contact information

(xxx) xxx-xxxx

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Gregory C. Fenton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Coleman Fenton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE CAPE COD ADVISORS, LLC

PRINCIPAL SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAMBRIDGE CAPE COD ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/1987

Series 6

Date: 4/24/1987

Current Firm

CAMBRIDGE CAPE COD ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAMBRIDGE CAPE COD ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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