Michael Hatton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Hatton, who also goes by Kim Michael Hatton, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2022 - August 24, 2023
LURIE DAVIS WEALTH MANAGEMENT LLC
April 17, 2017 - May 5, 2017
EQUITABLE ADVISORS, LLC
October 18, 2016 - May 5, 2017
EQUITABLE ADVISORS, LLC
April 16, 2014 - October 31, 2016
LPL FINANCIAL LLC
April 19, 1996 - September 18, 1996
FIMCO SECURITIES GROUP, INC.
February 26, 1993 - December 13, 1995
GRIFFIN FINANCIAL SERVICES
July 12, 1991 - March 2, 1993
CAPITAL BROKERAGE CORPORATION
April 12, 1991 - June 26, 1991
METROPOLITAN LIFE INSURANCE COMPANY
April 12, 1991 - June 26, 1991
MSI FINANCIAL SERVICES, INC.
April 11, 1989 - August 31, 1990
MORGAN STANLEY DW INC.
May 22, 1987 - April 25, 1989
COLONIAL INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LURIE DAVIS WEALTH MANAGEMENT LLC
CRD#: 142294 / SEC#:
Contact information
Red Flags
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