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MH

Michael Hatton

CRD# 1662693·Registered 1987 - 2023
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Hatton, who also goes by Kim Michael Hatton, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1987 - 2023. Michael had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kim Michael Hatton

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

LURIE DAVIS WEALTH MANAGEMENT LLC·CRD# 142294
RIA
Lynn, MA
March 28, 2022 - August 24, 2023
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Wellesley, MA
April 17, 2017 - May 5, 2017
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Wellesley, MA
October 18, 2016 - May 5, 2017
LPL FINANCIAL LLC·CRD# 6413
BD
Arlington, MA
April 16, 2014 - October 31, 2016
FIMCO SECURITIES GROUP, INC.·CRD# 30343
BD
Port Washington, WI
April 19, 1996 - September 18, 1996
GRIFFIN FINANCIAL SERVICES·CRD# 10823
BD
February 26, 1993 - December 13, 1995
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
July 12, 1991 - March 2, 1993
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
April 12, 1991 - June 26, 1991
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
April 12, 1991 - June 26, 1991
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
April 11, 1989 - August 31, 1990
COLONIAL INVESTMENT SERVICES, INC.·CRD# 167
BD
May 22, 1987 - April 25, 1989

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Current Firm

LD
LURIE DAVIS WEALTH MANAGEMENT LLC

DAVIS, LURIE | LURIE LOUIS DAVIS | LURIE DAVIS WEALTH MANAGEMENT LLC | LURIE DAVIS WEALTH MANAGEMENT | LURIE DAVIS INSURANCE AGENCY | LURIE DAVIS FINANCIAL PLANNING AND INVESTMENTS | LURIE DAVIS FINANCIAL PLANNING & INVESTMENTS | LURIE DAVIS FINANCIAL PLANNING & IINVESTMENTS | LAURIE DAVIS WEALTH MANAGEMENT

CRD#: 142294
Illinois
Registered Investment Advisory firm - Illinois (9/20/2022 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (4/11/2007 Approved)
New York
Registered Investment Advisory firm - New York (5/30/2017 Approved)

Contact Information

Main Address

Lynn, MA

Mailing Address

40 Baltimore Street Unit #40a, Lynn, MA 01902

Phone Number

(781) 595-0396

# of Employees

0

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAYNARD RENTAL, 11 PROSPECT STREET, MAYNARD, MA 01754, REAL ESTATE RENTAL, OWNER OF RENTAL PROPERTY, START DATE OCTOBER 02, 2000, 1 HOUR PER MONTH, 21,600 YEARLY COMPENSATION, SIGNATOR ON THE ACCOUNT, OWN RENTAL SO I SIGN ALL THE PAPERWORK.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2014About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2014About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1987About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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