RL
Richard A. Leasure
BROOKSTONE CAPITAL MANAGEMENT LLC
Greensburg, PA 15601
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CRD#: 1662587
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Professional summary
Richard Alan Leasure, CFP®, who also goes by Rick Leasure, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Greensburg, Pennsylvania.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Richard has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Leasure
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CALVARY BAPTIST CHURCH & MINISTRIES, 665 Philadephia St., Suite 106, Indiana, pA 15701 BUSINESS MANAGER
80 HOURS A MONTH
2) NAME OF BUSINESS: COLLEGE FUNDING SOLUTIONS, 104 HERITAGE RUN RD., INDIANA, PA
3) Insurance
INVESTMENT RELATED: NO
ADDRESS: 104 HERITAGE RUN RD, INDIANA, PA 15901
NATURE OF BUSINESS: ASSIST FAMILIES WITH NON-SECURITY RELATED SERVICES ASSOCIATED WITH COLLEGE ADMISSION, COLLEGE AID AND COLLEGE CASH FLOW REQUIREMENTS.
TITLE: 50% OWNER
START: 1/23/06
HOURS PER MONTH: 10
HOURS DURING SECURITIES TRADING: 0
DUTIES: MEET WITH PARENTS, ASSIST WITH NON-SECURITY RELATED SERVICES ASSOCIATED WITH COLLEGE ADMISSION, COLLEGE AID AND COLLEGE CASH FLOW REQUIREMENTS. 3)NAME OF BUSINESS: THE R.L. GROUP LLC
INVESTMENT RELATED: YES
ADDRESS: 104 HERITAGE RUN ROAD, INDIANA, PA 15701
NATURE OF BUSINESS: INSURANCE AGENCY
TITLE: OWNER
START: 5/2006
HRS PER MONTH: MEET PERIODICALLY WITH AGENT IN CHARGE
HRS DURING SECURITIES TRADING: 0
DUTIES: MEET WITH AGENT IN CHARGE TO MAKE SURE THE AGENCY IS FUNCTIONING PROPERLY.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Alan Leasure's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
November 11, 2013 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 121 N. Main St. Suite 101, Greensburg, PA 15601Office #2: 144 Thomas Green Blvd. Suite 236, Clemson, SC 29631Office #3: 665 Philadelphia Street, Suite 106, Indiana, PA 15701RIA
CRD#: 141413
Greensburg, PA
Past
January 4, 2010 - November 11, 2013
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
INDIANA, PA
Past
December 10, 2009 - May 3, 2016
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
INDIANA, PA
Past
October 9, 2006 - December 10, 2009
USA WEALTH MANAGEMENT LLC
RIA
CRD#: 122082
GRAND RAPIDS, MI
Past
October 9, 2006 - December 10, 2009
USA ADVANCED PLANNERS INC.
BD
CRD#: 131282
INDIANA, PA
Past
October 23, 2001 - September 27, 2006
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
September 29, 2000 - October 26, 2001
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
September 14, 1999 - September 26, 2000
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
June 2, 1987 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
June 2, 1987 - September 10, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(5/12/2016)
IAR
Pennsylvania(11/11/2013)
IAR
South Carolina(5/12/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Greensburg, PA 15601TRUST BUT VERIFY
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