Robert F. Wands
Professional summary
Robert Francis Wands, who also goes by Rob Wands, Robert Francis Wands Jr, is a registered financial professional currently at BTIG, LLC located in Dallas, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Francis Wands's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2017 - Present
BTIG, LLC
Office #1: 200 Crescent Court Suite 225, Dallas, TX 75201January 3, 2011 - August 17, 2017
VIRTU AMERICAS LLC
February 25, 2008 - November 8, 2012
KNIGHT CAPITAL AMERICAS, L.P.
April 18, 2007 - January 3, 2011
KNIGHT DIRECT LLC
July 7, 2005 - February 21, 2007
UNX LLC
March 19, 1990 - May 27, 2005
CAPIS
June 26, 1987 - January 25, 1990
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(10/12/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
(9/15/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BTIG, LLC
CRD#: 122225Dallas, TX 75201TRUST BUT VERIFY
Monitor Robert Wands
Get automatic monthly alerts on:
