Gordon R. Groshong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Ronald Groshong, who also goes by Gordon Groshong, was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1987. Gordon had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2016 - December 31, 2024
ENLIGHTEN FINANCIAL SERVICES, LLC
January 1, 2012 - December 31, 2015
PRINCIPAL SECURITIES, INC.
December 16, 2011 - December 31, 2015
PRINCIPAL SECURITIES, INC.
December 9, 2003 - December 31, 2009
CETERA ADVISORS LLC
December 8, 2003 - December 31, 2009
CETERA ADVISORS LLC
June 27, 2002 - December 9, 2003
CETERA WEALTH SERVICES, LLC
September 28, 1992 - December 9, 2003
CETERA WEALTH SERVICES, LLC
May 6, 1987 - October 20, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENLIGHTEN FINANCIAL SERVICES, LLC
CRD#: 283841 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 21,649,110 |
Red Flags
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