Tamara L. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tamara Lynn Brown, who also goes by Tamara Lynn Polistina, Tammy Polistina, was a registered financial professional .
Tamara is a previously registered financial professional and started their career in finance in 1987. Tamara had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2014 - November 8, 2017
USAA FINANCIAL PLANNING SERVICES
June 13, 2014 - November 8, 2017
USAA FINANCIAL ADVISORS, INC.
April 26, 2011 - March 28, 2014
CHARLES SCHWAB & CO., INC.
November 27, 1987 - March 28, 2014
CHARLES SCHWAB & CO., INC.
April 29, 1987 - October 30, 1987
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/20/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
