Jesse C. Dove

COMPASS FINANCIAL MANAGEMENT LLC

Ladson, SC

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CRD#: 1661883

Professional summary

Jesse Clifton Dove, who also goes by J C Dove, is a registered financial advisor currently at COMPASS FINANCIAL MANAGEMENT LLC located in Ladson, South Carolina.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jesse has worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J C Dove

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Clifton Dove's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2023 - Present

COMPASS FINANCIAL MANAGEMENT LLC

RIA

CRD#: 156345

Ladson, SC

Past

December 23, 2014 - December 31, 2023

INVESTMENT ADVISORY CENTER, INC.

RIA

CRD#: 153495

LADSON, SC

Past

December 13, 2000 - December 31, 2000

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

January 4, 1999 - December 11, 2000

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

December 7, 1998 - December 24, 1998

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Past

September 23, 1991 - November 30, 1998

THE INVESTMENT CENTER, INC.

CRD#: 17839

BEDMINSTER, NJ

Past

March 22, 1991 - September 25, 1991

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

FORT WAYNE, IN

Past

May 21, 1987 - November 1, 1990

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS FINANCIAL MANAGEMENT LLC

CRD#: 156345 / SEC#: 801-118185

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/19/2020 Terminated)

New York

Registered Investment Advisory firm - (3/11/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (3/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(4/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/29/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/11/1988

General Securities Principal Examination

Current Firm

COMPASS FINANCIAL MANAGEMENT LLC

CRD#: 156345 / SEC#: 801-118185

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/19/2020 Terminated)

New York

Registered Investment Advisory firm - (3/11/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (3/11/2020 Terminated)

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Contact information

Main Address

2422 W. Sunset Drive, Tampa, FL 33629

Mailing Address

Phone number

(813) 831-5168

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS FINANCIAL MANAGEMENT ADV PART 2A 3/19/2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,350
AUM (Assets Under Management)	$ 518,984,611

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jesse C. Dove

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Clifton Dove's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT ADVISORY CENTER, INC.

SECURITIES SERVICE NETWORK, LLC

SECURITIES SERVICE NETWORK, LLC

SECURITIES SERVICE NETWORK, LLC

THE INVESTMENT CENTER, INC.

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

COMPASS FINANCIAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/29/1987

Series 7

Date: 5/16/1987

Series 24

Date: 10/11/1988

Current Firm

COMPASS FINANCIAL MANAGEMENT LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

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