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Steven R. Nordbeck
CETERA INVESTMENT ADVISERS LLC
PALM HARBOR, FL 34684
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CRD#: 1661663
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Professional summary
Steven Robert Nordbeck, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Palm Harbor, Florida and CETERA INVESTMENT SERVICES LLC located in Palm Harbor, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DALA LLC 50% OWNER WITH SPOUSE. EQUESTRIAN BOARDING AND TRAINING.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Robert Nordbeck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
February 10, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 33715 Us Highway 19 North, Palm Harbor, FL 34684RIA
CRD#: 105644
PALM HARBOR, FL
Current
February 5, 2014 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 3446 East Lake Road, Palm Harbor, FL 34685Office #2: 5920 State Road 54, New Port Richey, FL 34652Office #3: 2201 Drew Street, Clearwater, FL 33765Office #4: 33715 Us Highway 19 North, Palm Harbor, FL 34684Office #5: 1150 Achieva Way, Dunedin, FL 34698Office #6: 5881 Fruitville Road, Sarasota, FL 34232Office #7: 7105 Park Blvd, Pinellas Park, FL 33781Office #8: 3629 11th Ave North, St Petersburg, FL 33713Office #9: 4254 53rd East Ave, Bradenton, FL 34203Office #10: 21301 Tamiami Trail, Estero, FL 33928Office #11: 2467 Sycamore St, North Port, FL 34287Office #12: 1850 Tamiami Trail, Port Charlotte, FL 33948Office #13: 3105 Tamiami Trail, Punta Gorda, FL 33950Office #14: 12006 Sr 54, Odessa, FL 33556Office #15: 1659 Achieva Way, Dunedin, FL 34698Office #16: 413 62nd Ave N, St Petersburg, FL 33702Office #17: 2115 Collier Pkwy, Land O Lakes, FL 34639BD
CRD#: 15340
Palm Harbor, FL
Past
April 23, 2001 - February 6, 2014
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
PALM HARBOR, FL
Past
January 29, 2001 - February 6, 2014
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
PALM HARBOR, FL
Past
October 2, 1997 - January 18, 2001
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
ELMHURST, IL
Past
September 12, 1994 - October 16, 1997
SAPERSTON FINANCIAL INC.
BD
CRD#: 27863
BUFFALO, NY
Past
August 17, 1992 - October 6, 1994
TUSCANY EQUITY MANAGEMENT CORPORATI0N
BD
CRD#: 20016
DEERFIELD BEACH, FL
Past
November 27, 1990 - August 19, 1992
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past
July 1, 1987 - December 3, 1990
THE STUART-JAMES COMPANY, INCORPORATED
BD
CRD#: 11691
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/5/2014)
RR
Alaska(7/15/2016)
RR
Arizona(2/5/2014)
RR
California(10/31/2017)
RR
Colorado(4/10/2017)
RR
Connecticut(2/16/2016)
RR
Florida(2/5/2014)
IAR
Florida(2/10/2014)
RR
Georgia(2/5/2014)
RR
Hawaii(10/22/2018)
RR
Idaho(8/4/2021)
RR
Illinois(2/5/2014)
RR
Iowa(1/18/2017)
RR
Kentucky(7/13/2020)
RR
Maine(4/13/2017)
RR
Maryland(12/1/2017)
RR
Massachusetts(2/5/2014)
RR
Michigan(5/4/2017)
RR
Minnesota(9/10/2018)
RR
Montana(4/8/2019)
RR
New Hampshire(1/29/2019)
RR
New Jersey(2/18/2014)
RR
New Mexico(7/29/2024)
RR
New York(2/5/2014)
RR
North Carolina(2/5/2014)
RR
Ohio(2/5/2014)
RR
Pennsylvania(2/5/2014)
RR
Rhode Island(3/21/2014)
RR
South Carolina(2/5/2014)
RR
Texas(5/22/2017)
IAR
Texas(5/22/2017)
RR
Virginia(2/5/2014)
RR
Washington(6/6/2022)
RR
West Virginia(2/5/2014)
RR
Wisconsin(2/12/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Palm Harbor, FL 34684TRUST BUT VERIFY
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