Steven B. Condit
Professional summary
Steven Bartlett Condit was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven Bartlett Condit, who also goes by Steve Condit, Steven Barrett Condit, was a registered financial advisor .
Steven is a previously registered financial advisor and started their career in finance in 1987. Steven had worked at 5 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2015 - November 16, 2015
SECURITIES AMERICA, INC.
July 16, 2012 - February 5, 2015
OPPENHEIMER & CO. INC.
July 9, 2012 - February 5, 2015
OPPENHEIMER & CO. INC.
June 6, 2006 - July 10, 2012
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2006 - July 10, 2012
RAYMOND JAMES & ASSOCIATES, INC.
March 16, 2001 - February 14, 2006
MORGAN STANLEY DW INC.
November 7, 1990 - February 14, 2006
MORGAN STANLEY DW INC.
November 6, 1990 - November 6, 1990
MORGAN STANLEY DW INC.
June 24, 1987 - November 16, 1990
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
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