Vincent L. Griffin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Lee Griffin, who also goes by VInny Griffin, was a registered financial advisor .
Vincent is a previously registered financial advisor and started their career in finance in 1987. Vincent had worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2012 - March 5, 2014
PRIMESOLUTIONS SECURITIES, INC.
November 10, 2006 - March 9, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 9, 2006 - March 9, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 14, 1999 - November 10, 2006
MORGAN STANLEY DW INC.
February 28, 1992 - November 10, 2006
MORGAN STANLEY DW INC.
September 4, 1990 - February 20, 1992
WELLS FARGO CLEARING SERVICES, LLC
January 31, 1989 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
May 21, 1987 - February 4, 1989
AT INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PRIMESOLUTIONS SECURITIES, INC.
CRD#: 46017 / SEC#: , 8-51286
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 6 |
Red Flags
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