Elizabeth H. Pleck
Professional summary
Elizabeth Hafkin Pleck, CFP®, who also goes by Elizabeth Ellen Hafkin, Elizabeth Hafkin, Elizabeth Ellen Pleck, Elizabeth Ellen Pleckhafkin, is a registered financial advisor currently at FINANCIAL STRATEGIES, LLC located in Wellesley, Massachusetts.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Elizabeth has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Hafkin Pleck's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1984
Experience
January 24, 2013 - Present
FINANCIAL STRATEGIES, LLC
March 12, 1992 - August 12, 1994
LPL FINANCIAL LLC
December 16, 1989 - December 31, 1991
LPL FINANCIAL LLC
August 18, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/24/2013)
Exams
Current Firm
FINANCIAL STRATEGIES, LLC
CRD#: 165357 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 14,082,471 |
Red Flags
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