Kenneth J. Ayers

AYERS & ASSOCIATES, P.C.

NEW HAVEN, CT 06511

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CRD#: 1661358

Professional summary

Kenneth John Ayers, CFP® is a registered financial advisor currently at AYERS & ASSOCIATES, P.C. located in New Haven, Connecticut.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Kenneth has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AYERS & ASSOCIATES, PC; NOT INV REL; NEW HAVEN, CT; CPA FIRM; FINANCIAL, ACCOUNTING, TAX WORK; PRESIDENT; STARTED 2/1994; 40 HRS/WK: 2) ABBEY RESTAURANTS, INC.; NOT INV REL; NEW YORK, NY; RESTAURANT; FINANCIAL, ACCOUNTING; TREASURER; START DATE 3/207; 2 HRS/WK:

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth John Ayers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

January 1, 2006 - Present

AYERS & ASSOCIATES, P.C.

Office #1: 9 Edwards Street, New Haven, CT 06511

RIA

CRD#: 127417

NEW HAVEN, CT

Past

March 6, 1990 - December 31, 2005

AYERS & ASSOCIATES, P.C.

RIA

CRD#: 127417

WILTON, CT

Past

November 11, 1988 - January 9, 1990

LCP CAPITAL CORP.

CRD#: 14469

Past

October 13, 1988 - November 22, 1988

RESOURCE BROKERAGE CORP.

CRD#: 19073

Past

May 21, 1987 - September 19, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/1/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/18/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Current Firm

AYERS & ASSOCIATES, P.C.

CRD#: 127417 / SEC#:

Connecticut

Registered Investment Advisory firm - (3/6/1990 Approved)

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Contact information

Main Address

9 Edwards Street, New Haven, CT 06511

Mailing Address

P.o. Box 6329, Hamden, CT 06517

Phone number

(203) 216-5381

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth J. Ayers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth John Ayers's CRS (Customer Relationship Summary).

Certified licenses

Experience

AYERS & ASSOCIATES, P.C.

AYERS & ASSOCIATES, P.C.

LCP CAPITAL CORP.

RESOURCE BROKERAGE CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/18/1988

Series 7

Date: 5/16/1987

Current Firm

AYERS & ASSOCIATES, P.C.

Contact information

Documents

Red Flags

Company Information

AYERS & ASSOCIATES, P.C.

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