James R. Lyter

WELLINGTON ADAMS INVESTMENT ADVISORY

York, PA 17402

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CRD#: 1661181

Professional summary

James Robert Lyter is a registered financial advisor currently at WELLINGTON ADAMS INVESTMENT ADVISORY, LLC located in York, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. James has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lyter Group, Inc; Investment Related; York, PA; Insurance Sales; President; July, 2006; 80 Hours a Month; 40 Hours During Securities Trading; Insurance Sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Lyter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2019 - Present

WELLINGTON ADAMS INVESTMENT ADVISORY, LLC

Office #1: 3110 E Market Street Suite C, York, PA 17402

RIA

CRD#: 286055

York, PA

Past

January 17, 2019 - February 27, 2019

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

York, PA

Past

July 21, 2014 - January 22, 2019

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

York, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2014

Uniform Investment Adviser Law Examination

Current Firm

WELLINGTON ADAMS INVESTMENT ADVISORY, LLC

CRD#: 286055 / SEC#:

Florida

Registered Investment Advisory firm - (4/13/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/31/2017 Approved)

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Contact information

Main Address

7 Rathton Rd, York, PA 17403

Mailing Address

Phone number

(855) 793-2409

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	537
AUM (Assets Under Management)	$ 53,168,879

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James R. Lyter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Lyter's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLINGTON ADAMS INVESTMENT ADVISORY, LLC

VIRTUE CAPITAL MANAGEMENT, LLC

HORTER INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2014

Current Firm

WELLINGTON ADAMS INVESTMENT ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WELLINGTON ADAMS INVESTMENT ADVISORY, LLC

TRUST BUT VERIFY

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