Matthew K. Estes

NAVITER WEALTH

LITTLE ROCK, AR 72202

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CRD#: 1661179

Professional summary

Matthew King Estes is a registered financial advisor currently at NAVITER WEALTH, LLC located in Little Rock, Arkansas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Matthew has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

5 Inwood Drive, Little Rock, AR 72211. 10% ownership in a commercial building. Not investment related. No time spent on this activity during trading hours. CINCO INNWOOD POSITION: Passive Investor NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2017 ADDRESS: 5 Innwood Drive, Little Rock AR 72212, United States DESCRIPTION: none

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew King Estes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2025 - Present

NAVITER WEALTH, LLC

Office #1: 1 Information Way Suite 400, Little Rock, AR 72202

RIA

CRD#: 311508

LITTLE ROCK, AR

Past

December 13, 2021 - April 8, 2025

LEVEL FOUR ADVISORY SERVICES

RIA

CRD#: 134086

LITTLE ROCK, AR

Past

December 13, 2021 - April 8, 2025

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

DALLAS, TX

Past

August 3, 2021 - October 26, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

June 15, 2021 - October 26, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Little Rock, AR

Past

May 14, 2018 - November 30, 2020

SOWELL MANAGEMENT

RIA

CRD#: 127145

NORTH LITTLE ROCK, AR

Past

February 26, 2016 - September 22, 2017

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

RIA

CRD#: 110353

LITTLE ROCK, AR

Past

February 26, 2016 - July 4, 2017

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

April 16, 2012 - February 26, 2016

MORGAN STANLEY

RIA

CRD#: 149777

TAMPA, FL

Past

March 26, 2012 - February 26, 2016

MORGAN STANLEY

CRD#: 149777

TAMPA, FL

Past

July 23, 1990 - May 5, 2011

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

July 20, 1987 - August 9, 1990

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVITER WEALTH, LLC

NAVITER TRUST | NAVITER WEALTH, LLC | NAVITER WEALTH LLC

CRD#: 311508 / SEC#: 801-120077

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(11/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Current Firm

NAVITER WEALTH, LLC

NAVITER TRUST | NAVITER WEALTH, LLC | NAVITER WEALTH LLC

CRD#: 311508 / SEC#: 801-120077

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

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Contact information

Main Address

1 Information Way Suite 400, Little Rock, AR 72202

Mailing Address

Phone number

(501) 333-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAVITER WEALTH LLC FORM ADV2A ("DISCLOSURE BROCHURE") (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,022
AUM (Assets Under Management)	$ 1,454,171,895

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew K. Estes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew King Estes's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEVEL FOUR ADVISORY SERVICES

LEVEL FOUR FINANCIAL, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

SOWELL MANAGEMENT

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

MORGAN STANLEY DISTRIBUTION, INC.

MORGAN STANLEY

MORGAN STANLEY

STEPHENS

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

NAVITER WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2012

Series 63

Date: 6/3/1987

SIE

Date: 1/2/2023

Series 7

Date: 5/16/1987

Current Firm

NAVITER WEALTH, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVITER WEALTH, LLC

TRUST BUT VERIFY

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