Robert A. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Murphy, who also goes by R. Anthony Murphy, R. Tony Murphy, Tony Murphy, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2017 - August 9, 2017
EDELMAN FINANCIAL ENGINES
March 22, 2013 - March 30, 2017
CHARLES SCHWAB & CO., INC.
March 21, 2013 - March 30, 2017
CHARLES SCHWAB & CO., INC.
December 12, 2012 - March 19, 2013
LPL FINANCIAL LLC
December 12, 2012 - March 19, 2013
LPL FINANCIAL LLC
August 14, 2012 - November 29, 2012
MSI FINANCIAL SERVICES, INC.
December 23, 2011 - November 29, 2012
MSI FINANCIAL SERVICES, INC.
October 29, 2008 - August 18, 2011
MSI FINANCIAL SERVICES, INC.
October 23, 2008 - August 18, 2011
MSI FINANCIAL SERVICES, INC.
June 29, 2007 - August 5, 2008
TD AMERITRADE, INC.
June 29, 2007 - August 5, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 27, 2007 - August 5, 2008
TD AMERITRADE, INC.
June 6, 2006 - March 6, 2007
WELLS FARGO CLEARING SERVICES, LLC
June 11, 2004 - September 16, 2005
VALIC FINANCIAL ADVISORS, INC.
November 8, 2000 - January 29, 2004
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
