Daniel Wagner

KESTRA ADVISORY SERVICES

Norwell, MA 02061

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CRD#: 1660877

Professional summary

Daniel Wagner, who also goes by Dan Wagner, Daniel M Wagner, Daniel Matthew Wagner, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Norwell, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in Norwell, Massachusetts.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Daniel has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Wagner | Daniel M Wagner | Daniel Matthew Wagner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wagner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 141 Longwater Dr. Suite 101, Norwell, MA 02061

RIA

CRD#: 283330

Norwell, MA

Current

March 26, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 141 Longwater Drive Suite 101, Norwell, MA 02061

CRD#: 42046

Norwell, MA

Past

July 27, 2020 - February 11, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Natick, MA

Past

July 24, 2020 - February 11, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Natick, MA

Past

March 25, 2017 - July 29, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

WELLESLEY, MA

Past

June 16, 2015 - July 28, 2016

MARINER

RIA

CRD#: 151664

WELLESLEY, MA

Past

March 2, 2015 - December 31, 2016

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WELLESLEY, MA

Past

February 27, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WELLESLEY, MA

Past

November 16, 2011 - March 5, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WELLESLEY HILLS, MA

Past

October 6, 2011 - March 5, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WELLESLEY HILLS, MA

Past

December 12, 2006 - December 2, 2008

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

March 4, 2004 - April 17, 2006

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

March 17, 1995 - March 9, 2000

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

September 29, 1993 - April 25, 1995

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

Past

August 21, 1992 - June 28, 1993

FIFTH THIRD SECURITIES, INC.

CRD#: 3155

CINCINNATI, OH

Past

March 18, 1988 - January 19, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

Past

July 13, 1987 - April 4, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/26/2025)

Massachusetts
(3/26/2025)

IAR

Massachusetts
(4/3/2025)

Rhode Island
(7/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/2/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/3/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2025	Cover Page	Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wagner's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MML INVESTORS SERVICES, LLC

MARINER

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JOHN HANCOCK DISTRIBUTORS LLC

FIDELITY DISTRIBUTORS COMPANY LLC

GRUNTAL & CO., L.L.C.

SANDS BROTHERS & CO., LTD.

FIFTH THIRD SECURITIES, INC.

MORGAN STANLEY DW INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2011

Series 63

Date: 4/2/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2011

Series 6

Date: 3/3/2004

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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