Ronald P. Defeo
Professional summary
Ronald Powers Defeo, who also goes by Ronald Anthony Defeo, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Abington, Massachusetts.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Ronald has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Powers Defeo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald Powers Defeo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2012 - Present
SANTANDER SECURITIES LLC
Office #1: 533 Washington Street, Abington, MA 02351September 19, 2012 - Present
SANTANDER SECURITIES LLC
Office #1: 533 Washington Street, Abington, MA 02351May 27, 2008 - September 19, 2012
LPL FINANCIAL LLC
May 27, 2008 - September 19, 2012
LPL FINANCIAL LLC
August 11, 2004 - May 27, 2008
IFMG SECURITIES, INC.
July 27, 2004 - May 27, 2008
IFMG SECURITIES, INC.
September 24, 2001 - July 23, 2004
OSAIC INSTITUTIONS, INC.
June 8, 1999 - July 23, 2004
OSAIC INSTITUTIONS, INC.
January 29, 1997 - June 9, 1999
FISERV INVESTOR SERVICES, INC.
October 10, 1994 - January 27, 1997
CONSECO SECURITIES, INC.
August 24, 1993 - October 4, 1994
WALL STREET ACCESS
May 18, 1992 - July 21, 1993
DIME SECURITIES, INC.
April 20, 1991 - May 27, 1992
INVEST FINANCIAL CORPORATION
September 28, 1989 - January 4, 1991
FIDELITY BROKERAGE SERVICES LLC
April 28, 1989 - February 28, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 29, 1987 - August 5, 1987
RANDOLPH BROWN SECURITIES CORPORATION
Primary Firm SEC Registration
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2012)
(6/16/2016)
(9/19/2012)
(12/12/2012)
(1/14/2016)
(11/7/2012)
(9/19/2012)
(9/26/2012)
(8/19/2014)
(11/7/2013)
(11/13/2014)
(9/19/2012)
(1/8/2016)
(5/20/2014)
(6/5/2018)
(12/11/2012)
(6/6/2023)
(2/11/2016)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER SECURITIES LLC
CRD#: 41791Abington, MA 02351TRUST BUT VERIFY
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