CG
Clifford M. Gould
GWN SECURITIES
Soddy Daisy, TN
Some features on this profile are disabled
CRD#: 1660843
CG
Professional summary
Clifford Michael Gould, who also goes by Gould, is a registered financial advisor currently at GWN SECURITIES INC. located in Soddy Daisy, Tennessee.
Clifford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Clifford has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gould
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY POSITION: owner/landlord NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2011 ADDRESS: 6591, Hickory Meadow Dr, Chattanooga TN 37421, United States DESCRIPTION: Maintain property collect rent FIXED ANNUITY, FIXED INDEX ANNUITY SALES,LIFE & LTC POSITION: agent NATURE: annuity sales life, LTC INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1987 ADDRESS: 1225 Ashes Avenue, Soddy-Daisy TN 37379, United States DESCRIPTION: sales CMG GROUP POSITION: partner NATURE: fixed annuity and life agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 03/29/2021 ADDRESS: 1225 Ashes Avenue, Soddy Daisy TN 37379, United States DESCRIPTION: recruit fixed agents, write fixed annuity and life business. See active OBA TENNESSEE RETIREMENT SPECIALISTS LLC POSITION: managing partner NATURE: Fixed insurance product sales agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/11/2020 ADDRESS: 1225 ASHES AVE, SODDY DAISY TN 37379, United States DESCRIPTION: Managing Partner, recruit and manage agents, market insurance products. COST SEGREGATION SPECIALITS POSITION: referrer NATURE: Engineering based Cost Segregation Study Provider INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/15/2021 ADDRESS: 10211 Siegen Lane, Building 1, Baton Rouge LA 70810, United States DESCRIPTION: source of business referrals to Cost Segregation Specialists AMERICAN INCENTIVE ADVISORS POSITION: Consultant NATURE: firm obtains tax credits, etc. emphasis on Employee Retention credit premium reduction and other recovery savings. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/13/2022 ADDRESS: 8911 N Capital of TX HWY STE 1105, Austin TX 78759, United States DESCRIPTION: identifying employers eligible for the Employee Retention Tax Credit available under the CARES Act. Employers will receive a refundable tax credit for tax years 2020,2021, and 2022. Not securities clients
CRS (Client Relationship Summary) - RIA
Click below to view Clifford Michael Gould's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Clifford Michael Gould's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2016 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Soddy Daisy, TN
Current
January 4, 2016 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Soddy Daisy, TN
Past
January 3, 2011 - December 31, 2015
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
SODDY-DAISY, TN
Past
January 3, 2011 - December 31, 2015
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
SODDY-DAISY, TN
Past
June 30, 2004 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
HIXSON, TN
Past
June 30, 2004 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
HIXSON, TN
Past
February 19, 2004 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
RED BANK, TN
Past
November 7, 2000 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
August 14, 1991 - March 4, 1992
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
Past
August 14, 1991 - March 4, 1992
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
Past
March 6, 1989 - July 5, 1991
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
Past
August 6, 1987 - May 10, 1988
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2016)
RR
Arizona(1/4/2016)
RR
Florida(1/7/2021)
RR
Georgia(1/4/2016)
RR
Illinois(1/7/2021)
RR
Kentucky(1/7/2021)
RR
Louisiana(1/7/2021)
RR
Mississippi(1/7/2021)
RR
North Carolina(1/7/2021)
RR
Tennessee(1/4/2016)
IAR
Tennessee(1/4/2016)
RR
Virginia(9/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
