Ramiro J. Sugranes
Professional summary
Ramiro Jose Sugranes was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ramiro is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Ramiro had worked at 7 firms, which includes UCB FINANCIAL ADVISERS INC., INSIGNEO SECURITIES LLC, CENTENNIAL CAPITAL MANAGEMENT INC., WORLD INVEST CORPORATION, BRADESCO INVESTMENTS INC., PERSHING LLC, CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2006 - October 28, 2022
UCB FINANCIAL ADVISERS INC.
June 8, 2001 - June 25, 2004
INSIGNEO SECURITIES, LLC
May 29, 1997 - June 14, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
May 8, 1996 - May 12, 1997
WORLD INVEST CORPORATION
November 12, 1992 - February 12, 1993
WORLD INVEST CORPORATION
November 29, 1990 - September 9, 1992
BRADESCO INVESTMENTS INC.
June 3, 1988 - November 19, 1990
PERSHING LLC
July 22, 1987 - June 16, 1988
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
UCB FINANCIAL ADVISERS INC.
CRD#: 136434 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 54,262,476 |
Red Flags
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