JA
Jerry A. Adzima
GWN SECURITIES
CHESTERFIELD, MO
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CRD#: 1660761
JA
Professional summary
Jerry Alan Adzima, who also goes by Jerry Alan Admima, is a registered financial advisor currently at GWN SECURITIES INC. located in Chesterfield, Missouri.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jerry has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Alan Admima
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE INSURANCE, LTC, ANNUITY POSITION: AGENT NATURE: INSURANCE PRODUCTS INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 10 START DATE: 01/01/2006 ADDRESS: PO BOX 4486, CHESTERFIELD MO 63006 DESCRIPTION: LICENSED INSURANCE AGENT FOR LIFE, ANNUITY, AND LONGTERM CARE INSURANCE CITIZENS POLICE ACADEMNY ALUMNI ASSOICATION POSITION: Member NATURE: Support of the St. Louis County Police INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2014 ADDRESS: 7900 Forsyth, Clayton MO 63105, United States DESCRIPTION: Support of St. Louis County Police Central Precinct. MEDICARE SUPPLEMENT, PART D AND MEDICARE ADVANTAGE SALES POSITION: Sales Representative NATURE: Providing Medicare supplements, Medicare Advantage Plans, and Part D plans. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2016 ADDRESS: PO Box 4486, Chesterfield MO 63006, United States DESCRIPTION: Education and enrollment of individuals in the options available for supplementing their Medicare health insurance. Reliant Financial Services, Is Investment Related, DBA, Financial Professional, 08/18/2009,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. ST. LOUIS PACHYDERM CLUB INVESTMENT RELATED: Is Not Investment Related POSITION: educating in the areas of government and politics, NATURE: V.P. Programs START DATE: 2024-01-01, HOURS PER MONTH: 2 hours per month, 0 hours per month during trading hours, DESCRIPTION: Organize speakers for meetings. Fill in if President cannot attend meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Alan Adzima's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jerry Alan Adzima's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2009 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
CHESTERFIELD, MO
Current
August 18, 2009 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764Office #2: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764Office #3: 1600 Genessee #961, Kansas City, MO 64102RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Past
May 30, 2007 - August 28, 2009
LINCOLN INVESTMENT
RIA
CRD#: 519
ST. LOUIS, MO
Past
January 18, 2006 - August 28, 2009
LINCOLN INVESTMENT
BD
CRD#: 519
ST. LOUIS, MO
Past
February 4, 2005 - January 3, 2006
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
CARPINTERIA, CA
Past
July 12, 2004 - February 7, 2005
GWN SECURITIES INC.
BD
CRD#: 128929
PALM BEACH GARDENS, FL
Past
August 1, 2000 - December 31, 2003
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
December 2, 1998 - August 1, 2000
INVESTORS BROKERAGE SERVICES, INC.
BD
CRD#: 4257
ELGIN, IL
Past
December 24, 1991 - November 3, 1998
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
June 1, 1987 - January 18, 1990
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/18/2009)
RR
Illinois(8/18/2009)
RR
Missouri(8/18/2009)
IAR
Missouri(8/18/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
