MH
Michael J. Hall
GATEWAY WEALTH PARTNERS
Eau Claire, WI 54703
Some features on this profile are disabled
CRD#: 1660729
MH
Professional summary
Michael James Hall is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Eau Claire, Wisconsin and LPL FINANCIAL LLC located in Eau Claire, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 09/2024 / Gateway Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 09/2024 / HALL FINANCIAL GROUP LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 3- 09/2024 / Gateway Financial / Non-Variable Insurance / Investment Related / 2 hrs mth / 10 hrs during trading / EAU CLAIRE WI / Start date: 09/05/2024 4- 10/15/2024 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2024 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 4319 Jeffers Road Suite 202, Eau Claire, WI 54703RIA
CRD#: 322789
Eau Claire, WI
Current
October 11, 2024 - Present
LPL FINANCIAL LLC
Office #1: 4319 Jeffers Rd Suite 202, Eau Claire, WI 54703RIA
BD
CRD#: 6413
EAU CLAIRE, WI
Past
January 19, 2024 - October 16, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
EAU CLAIRE, WI
Past
January 19, 2024 - October 16, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
EAU CLAIRE, WI
Past
March 3, 2021 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
EAU CLAIRE, WI
Past
March 3, 2021 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
EAU CLAIRE, WI
Past
February 2, 2015 - March 3, 2021
GRADIENT SECURITIES, LLC
RIA
CRD#: 127701
Eau Claire, WI
Past
February 2, 2015 - March 3, 2021
GRADIENT SECURITIES, LLC
BD
CRD#: 127701
Eau Claire, WI
Past
August 28, 2009 - February 4, 2015
SII INVESTMENTS, INC.
RIA
CRD#: 2225
EAU CLAIRE, WI
Past
August 28, 2009 - February 4, 2015
SII INVESTMENTS, INC.
BD
CRD#: 2225
EAU CLAIRE, WI
Past
March 21, 2005 - September 3, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
EAU CLAIRE, WI
Past
March 21, 2005 - September 3, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
EAU CLAIRE, WI
Past
November 19, 1989 - March 21, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
June 9, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
June 24, 1987 - June 21, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/11/2024)
RR
California(10/11/2024)
RR
Florida(10/11/2024)
RR
Maryland(9/27/2025)
RR
Michigan(10/11/2024)
RR
Minnesota(10/11/2024)
RR
New York(10/11/2024)
RR
Texas(10/11/2024)
RR
Wisconsin(10/11/2024)
IAR
Wisconsin(10/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
