Edward W. Butowsky

ETHOS FINANCIAL GROUP

Plano, TX 75093

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CRD#: 1660615

Professional summary

Edward Wayne Butowsky, who also goes by Ed Butowsky, is a registered financial advisor currently at ETHOS FINANCIAL GROUP, LLC located in Plano, Texas and NOBLES & RICHARDS, INC. located in Plano, Texas.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Edward has worked at 11 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Butowsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Champion Venture Partners; 19 8th St. S Fargo ND, 58103; Started 08-2024; investment related; 40 act interval fund; head of investment education, 5 hours per month, zero during trading hours; duties: educate investors about the entire investment landscape. 2. Ethos Financial Group, LLC; 2200 Renaissance Blvd, Suite 340, King of Prussia, PA 19406; Started Jan 2025; Investment related; investment advisory services; managing director; investment adviser representative; 160 hours per month and during trading hours; duties: managing money for high net worth individuals

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Wayne Butowsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2025 - Present

ETHOS FINANCIAL GROUP, LLC

Office #1: 4965 Preston Park Blvd Ste 100, Plano, TX 75093

RIA

CRD#: 321748

Plano, TX

Current

August 16, 2024 - Present

NOBLES & RICHARDS, INC.

Office #1: 4965 Preston Park Blvd #100, Plano, TX 75093

CRD#: 146870

Plano, TX

Past

April 9, 2019 - August 2, 2024

CHAPWOOD SECURITIES, INC.

CRD#: 154376

Plano, TX

Past

June 25, 2010 - December 8, 2011

CHAPWOOD CUSTOMHEDGE PORTFOLIO ADVISORY SERVICES, LLC

RIA

CRD#: 153783

ADDISON, TX

Past

May 2, 2007 - April 23, 2018

WATERFORD CAPITAL, INC.

CRD#: 21687

ADDISON, TX

Past

December 1, 2006 - March 31, 2025

CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 138524

PLANO, TX

Past

December 19, 2003 - June 28, 2005

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

DALLAS, TX

Past

December 8, 2003 - June 28, 2005

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 27, 2003 - December 19, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

DALLAS, TX

Past

August 14, 2003 - December 19, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

August 7, 2002 - September 16, 2003

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

July 23, 2001 - August 16, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

December 16, 1987 - August 14, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

DALLAS, TX

Past

December 14, 1987 - August 14, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ETHOS FINANCIAL GROUP, LLC

CRD#: 321748 / SEC#: 801-125779

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/20/2024)

Florida
(11/20/2024)

Louisiana
(12/9/2024)

Tennessee
(11/7/2024)

Texas
(8/21/2024)

IAR

Texas
(1/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/23/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/9/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/21/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ETHOS FINANCIAL GROUP, LLC

CRD#: 321748 / SEC#: 801-125779

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

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Contact information

Main Address

2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406

Mailing Address

Phone number

(484) 889-7270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ETHOS FINANCIAL GROUP BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts	3,935
AUM (Assets Under Management)	$ 1,576,974,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward W. Butowsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Wayne Butowsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOBLES & RICHARDS, INC.

CHAPWOOD SECURITIES, INC.

CHAPWOOD CUSTOMHEDGE PORTFOLIO ADVISORY SERVICES, LLC

WATERFORD CAPITAL, INC.

CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA SECURITIES LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ETHOS FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/1987

SIE

Date: 4/23/2018

Series 3

Date: 8/9/1989

Series 7

Date: 11/21/1987

FINRA

Current Firm

ETHOS FINANCIAL GROUP, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ETHOS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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